Colorado Financial Service Corporation, based in Centennial, Colorado is a nationally focused introducing broker-dealer registered with the US Securities and Exchange Commission and a member firm of the Financial Industry Regulatory Authority (FINRA). The firm is a member of the Securities Investor Protection Corporation (SIPC). Colorado Financial is registered to conduct securities transactions in all fifty states as well as the District of Columbia, the US Virgin Islands and Puerto Rico. Our branch offices and registered representatives span the entire country from coast to coast, with a concentration in Colorado.
Colorado Financial Service Corporation was established in the greater Denver area in 2000. Chet Hebert, our chairman and Chief Executive Officer became the sole owner in 2007, through his ownership of Colorado National Corporation. Mr. Hebert has wide ranging experiences in the securities industry with several firms and has served in capacities as registered representative, advisor, Branch Manager, Chief Compliance Officer, Financial and Operations Principal and President of independent firms. In addition, Mr. Hebert was elected by his peers to two separate terms on the FINRA District 3 Committee, including a term as Committee Chairman. Colorado Financial Service Corporation is the second broker-dealer that Mr. Hebert has had an ownership interest.
Originally established as a limited broker-dealer, Mr. Hebert has grown the firm into a full service broker-dealer providing full service brokerage, private placement securities, investment advisory services, investment banking, EB-5 Placement Services and IRS Section 1031 Like-Kind Exchange services. The firm maintains membership in the Alternative and Direct Investment Securities Association (ADISA), the Investment Program Association (IPA), and The National Due Diligence Alliance (TNDDA).
Colorado Financial has teamed up with service providers who cater to the independent registered representative led by our fully disclosed clearing partner, Hilltop Securities. Through our relationship with the Hilltop Securities, our representatives have access to
- Technologically advanced tools including real-time pricing, historic data, and automated processing;
- Systems that allow automated document merges, spreadsheets, telephone interaction and other office synergies;
- The latest in windows based systems that allow complete access to client data, order entry, and report generation for both the representatives and clients;
- Full array of complimentary services including margin accounts;
- Dedicated investment advisory platform;
- Dedicated customer service personnel
Hilltop Securities is the ideal platform for the independent representative.
Additionally, each registered representative has desktop access through our Dashboard system to all back office functions including client data, business processing, commission status, and direct access to DST.
The firm provides its representatives with its proprietary CRM system that allows for automated client contacts, sales campaigns, and conversation archiving.
From the EB-5 perspective, the firm has partnered with some of the most astute law firms in the country to provide a complete placement process for qualified projects covering all steps from origination to completion.
For representatives and investors seeking Section 1031 Like-Kind Exchanges the firm maintains agreements with numerous Sponsors to include multi-family, storage, Senior Housing, Commercial Office Buildings, Commercial Retail Properties, Oil and Gas Royalty programs, and other special situations.