Chet Hebert - Chairman & Chief Executive Officer
Mr. Hebert has over thirty years of experience in the securities and financial services industry and holds the Series 7, 24, 27, 63, 73, 79, and 99 registrations. In addition, Mr. Hebert serves as the Financial and Operations Principal and is President and sole shareholder of Colorado National Corporation, our parent company. Mr. Hebert holds a Colorado Life and Health Insurance license. Mr. Hebert served two terms on the District 3 FINRA Committee; including one year as Chairman. Mr. Hebert studied Finance and Accounting from the University of West Florida, Pensacola, Florida.
Sinh Ly - Chief Operations Officer
Mr. Ly has over twenty years of industry experience and holds the Series 7, 24, 27, 63, and 79 licenses. Mr. Ly holds his undergraduate degree in Business Administration from Colorado State University and his MBA with emphasis in Investment Management from the University of Colorado. Mr. Ly was most recently with CIM Securities.
Juris Breikss - Executive Vice President, Chief Compliance Officer
Mr. Breikss has over twenty years in the securities industry and holds Series 4, 7, 9, 10, 24, and 63 registrations. Mr. Breikss holds a BA Degree double major in Economics and History from Washington University, St. Louis, Missouri. Mr. Breikss was most recently with the Charles Schwab Company.
Joseph Thomas - General Securities Principal and Municipal Securities Principal
Mr. Thomas has over twenty years of experience in the securities business and holds the Series 4, 7, 9-10, 24, 52, 53, and 63 registrations.
Jason M. Harris – Investment Advisory Director
Jason has been in the investment management industry since 2007 direct from Fort Lewis College School of Business Administration (SOBA) a nationally accredited business school where he majored in Finance and minored in Accounting. Jason presently holds his Securities Representative (Stockbroker) – Series 7 License, Securities Agent Law – Series 63 License, and Registered Investment Adviser – Series 65 License. Over his career he has worked for institutional investment managers with billions of dollars in assets under management, assisted with development of financial software, and comprehensive registered investment advisories.
At Colorado Financial he works as an Investment Advisor analyzing investments, performs investment due diligence and manages client portfolios. Jason’s fields of expertise include: Wealth Management, Investment Management, Portfolio Management, Trading Strategies, Financial and Retirement Planning, Tax Efficiency Management, Net Worth/Wealth Projection Planning, Monte Carlo Projections, and advises on all types of investment products including alternatives, public and private placements. Jason is a Colorado native born in Denver and grew up in the Vail and Aspen valleys where he participated in raising livestock for resale, horseback riding, and rural country living. Jason now calls Denver home and is an active participant in the Denver Polo Club, playing Polo, bicycling, mountain biking, and backpacking.