Chet Hebert - Chairman & Chief Executive Officer
Mr. Hebert has over thirty years of experience in the securities and financial services industry and holds the Series 7, 24, 27, 63, 73, 79, and 99 registrations. In addition, Mr. Hebert serves as the Financial and Operations Principal and is President and sole shareholder of Colorado National Corporation, our parent company. Mr. Hebert holds a Colorado Life and Health Insurance license. Mr. Hebert served two terms on the District 3 FINRA Committee; including one year as Chairman. Mr. Hebert studied Finance and Accounting from the University of West Florida, Pensacola, Florida.
Sinh Ly - Chief Operations Officer
Mr. Ly has over twenty years of industry experience and holds the Series 7, 24, 27, 63, and 79 licenses. Mr. Ly holds his undergraduate degree in Business Administration from Colorado State University and his MBA with emphasis in Investment Management from the University of Colorado. Mr. Ly was most recently with CIM Securities.
Joseph Thomas - General Securities Principal and Municipal Securities Principal
Mr. Thomas has over twenty years of experience in the securities business and holds the Series 4, 7, 9-10, 24, 52, 53, and 63 registrations.